A Leading Independent Broker-Dealer

Headquartered in New York City, Royal Alliance is one of the country's leading independent broker-dealers, with more than 2,100 financial advisors who service more than $38 billion in account assets.

We cater to the entrepreneurial advisor who is driven to build a superior business. We provide financial advisors access to resources designed to enhance their professional growth.

Royal Alliance is where strong-willed, intensely motivated advisors take that first red-carpet step to realize their greatest potential.