News & Events Overview

September 27, 2007:
Investment News: Adviser Community Leaders Honored

September 10, 2007:
Investment News: AIG Advisor Group’s makeover gets OK

September 4, 2007:
Press Release: AIG Advisor Group, Inc. Announces Organizational Changes

June 23, 2007:
Investment News: Duel Clearing Arrangements on the Rise

June 1, 2007:
Research Magazine: Among IBDs, A Blue Chip Choice

May 1, 2007:
Boomer Market Advisor: Interview with Larry Roth

March 30, 2007:
Royal Alliance’s New Advertisement

March 19, 2007:
Investment News: Royal indulges its appetite for acquisitions

January 29, 2007:
InvestmentNews, Wholesalers Fall Short, Say Advisers

December 13, 2006:
InvestmentNews, Royal Alliance Buys Brokerage

November 1, 2006:
Research: Royal Alliance Shifts Gears

November 1, 2006:
On Wall Street, Independence: Is the End Result Worth It?

October 2, 2006:
InvestmentNews, Royal Alliance Shakes Up Management, Adds Clearing Firm

September 26, 2006:
The BD Insider, Royal Alliance Promotes Four

September 21, 2006:
Press Release, Royal Alliance Associates, Inc. Announces Management Promotions

September 1, 2006:
Research: The Winner’s Circle, The Top-Ranked Advisor Teams in America

July 25, 2006:
Research: Royal Alliance Upbeat After 06 NEC Event

July 17, 2006:
InvestmentNews, Advisers Can Help Make News More Accurate

July 13, 2006:
DowJones Newswires, DJ Broker’s World: Health Care A New Bait For Independents

June 5, 2006:
InvestmentNews, One on One with Larry Roth of Royal Alliance Associates Inc.

June 1, 2006:
Barron’s, Top 100 Women Financial Advisers

April 1, 2006:
Research, Industry Q&A—Leading the Alliance