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Advisor Recruiting: 866-849-7673
Customer Service: 800-821-5100

Put Our Strengths To Work For You.

The high-performing professionals we serve rely on the resources we offer as a part of one of America’s largest networks of independent advisors. Our customer-driven approach is focused on meeting the unique demands of your business; we never forget that supporting your business is our business. Our strengths, together with those of our valued advisors, provide powerful momentum to meet the next generation of challenges and opportunities.

We are the broker-dealer with:

  • An open architecture and flexible technology geared to your way of working
  • Proven resources to enhance your growth
  • Service and support that meets the unique demands of your business
  • Leadership that listens and responds to your needs

 

Royal Alliance at a glance

All statistics as of 12/31/09 unless otherwise indicated.
             
*As reported by InvestmentNews.com on April 27, 2009.

Royal Alliance Associates is a registered broker-dealer and SEC registered investment adviser, Member FINRA and SIPC.

Headquarters  New York City
President & CEO Art Tambaro
Employees 207
Financial Advisors 1,549
OSJ Offices Nationwide 217
Gross Revenue, 2009 Total: $317 million
Assets Under Management  $41.3 billion
Industry Rank  Part of the second-largest independent broker-dealer network based on gross revenue*
Clearing Services Pershing, LLC or National Financial Services, LLC
Average Assets Under Management Per Advisor $26.6 million

 

 
Company Hotline

800-821-5100

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Securities and investment advisory services offered through Royal Alliance Associates, Inc., member FINRA, SIPC and SEC-registered investment adviser.

Securities may lose value. Not FDIC/ NCUA insured. Not Bank or Credit Union guaranteed.