Broker Check

For Clients

Who We Are

Our mission is to help your financial professional serve your financial needs by providing them with tools and resources to manage your account and develop appropriate investment solutions based on your goals.

Royal Alliance Associates, Inc. is a wealth management firm owned by Advisor Group Holdings, Inc. Your financial professional is affiliated with Royal Alliance. The firm is regulated by FINRA and the SEC.

How We Support Your Financial Professional

Your financial professional is supported by a network of premier partners, who bring strength, stability and security to strategies that are designed to work for today and tomorrow. All with one goal in mind — your success.

Operational Support

Royal Alliance and Advisor Group provide your financial professional with back office, technology, regulatory and operational support to help further your financial well-being.

Investment Support

Through our firm, your financial professional can offer you access to thousands of diverse financial options. We are not in the business of creating and marketing our own investment products. This allows your financial professional to offer objective investment advice.

Clearing Support

We provide your financial professional with clearing services through either Pershing, or National Financial Services (NFS). A clearing firm works with various financial exchanges to handle confirmation, delivery and settlement of your financial transactions.

Login to your account

Use the links below to login and access your investment accounts carried with Pershing, LLC or Fidelity Clearing & Custody Solutions.

Royal Alliance partners with many financial institutions. If you are unsure which financial institution your account or policy is carried with, contact your financial representative.

About Royal Alliance
One of the nation’s leading wealth management firms, Royal Alliance has been helping financial professionals service the investment needs of their clients for 50 years.
1969

Established

Jersey City, NJ

Headquarters

Dmitry Goldin

President & CEO

$117 Billion

Total Client Assets Under Administration

3,178

Number of Financial Professionals

If you're a client and need help with your account, please contact your financial professional.

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