Operational Support
Royal Alliance and Advisor Group provide your financial professional with back office, technology, regulatory and operational support to help further your financial well-being.
For Clients
Who We Are
Our mission is to help your financial professional serve your financial needs by providing them with tools and resources to manage your account and develop appropriate investment solutions based on your goals.
Royal Alliance Associates, Inc. is a wealth management firm owned by Advisor Group Holdings, Inc. Your financial professional is affiliated with Royal Alliance. The firm is regulated by FINRA and the SEC.
How We Support Your Financial Professional
Your financial professional is supported by a network of premier partners, who bring strength, stability and security to strategies that are designed to work for today and tomorrow. All with one goal in mind — your success.
Investment Support
Through our firm, your financial professional can offer you access to thousands of diverse financial options. We are not in the business of creating and marketing our own investment products. This allows your financial professional to offer objective investment advice.
Clearing Support
We provide your financial professional with clearing services through either Pershing, or National Financial Services (NFS). A clearing firm works with various financial exchanges to handle confirmation, delivery and settlement of your financial transactions.
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About Royal Alliance
One of the nation’s leading wealth management firms, Royal Alliance has been helping financial professionals service the investment needs of their clients for 50 years.
1969
Established
Jersey City, NJ
Headquarters
Dmitry Goldin
President & CEO
$138 Billion
Total Client Assets Under Administration
2,786
Number of Financial Professionals