Broker Check
What Financial Advisors Should Expect With Reg BI On The Horizon
Reg BI implementation is less than a year away, and it is arriving at a time when investors are increasingly clamoring for more open and transparent financial advice. Certainly, you could view these coming changes as a threat to the status quo. But disruption is often what keeps businesses thriving, relevant and healthy.
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The Need For Overhauling Cybersecurity In A Post-Reg BI Landscape
The recent passage of Reg BI comes at a time when the advisor-client relationship is already becoming more collaborative, open and transparent. The future of advice will be one in which clients are empowered by technology to work with their advisors to take further ownership of their financial lives.
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After PE Deal, Advisor Group Pays Advisors $50M 'Thank You’ Award
Financial advisors who stayed with Advisor Group as it changed hands twice in four years will reap the rewards of their loyalty to the tune of $50 million in awards from the firm. “We wanted to do something for them to say thank you,” says Advisor Group CEO Jamie Price.
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Royal Alliance Super OSJ Recruits Father-Son Hybrid
Capitol Financial Solutions, a super-OSJ affiliated with Royal Alliance Associates with nearly $1.2 billion in total client assets, has recruited Fidelity Capital Management, a father-and-son hybrid advisory practice based in Raleigh, North Carolina with $80 million in total client assets.
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Cybersecurity Is About Protecting Clients—and Your Practice
One element of the cybersecurity discussion that is often overlooked is that the biggest threat to many advisory firms is not actually to client accounts but instead to the advisory brand.
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Advisor Group and Royal Alliance Introduce Cyberguard Program to Protect Advisors and Clients from Ever-Increasing Threat of Cyber Attacks
Jamie Price, President and Chief Executive Officer of Advisor Group, said, “Advisor Group’s commitment to providing advisors with industry-leading tools, resources and flexibility extends to the critical area of cybersecurity. Our new CyberGuard Program leverages our scale to offer a suite of state-of-the-art cybersecurity tools that enable advisors to ensure that clients’ sensitive personal data is kept safe and secure. All the efforts of our top-notch group of security experts ladder up to our core mission – to stand in our advisors’ corner, supporting them every step of the way.”
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