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Advisor Group Successfully Recruits Spokane, Wash-Based Wealth Management Firm With $168 Million in Total Client Assets
Azose Johnson & Associates' Three Financial Professionals Join Advisor Group through Subsidiary Royal Alliance
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Advisor Group and Royal Alliance Announce Recruitment of Houston-Based Mint Wealth Management
Advisor Group Network Firm Focused on Supporting Independent Business Owners and Growing Super-OSJ Groups Adds Independent Practice with $146 Million in Assets
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Advisor Group and Royal Alliance Announce Recruitment of Financial Foundation Services to Super-OSJ Affiliated Advisors
Independent Wealth Management and Financial Planning Practice with $120 Million in Total Client Assets Joins Royal Alliance-Affiliated Super-OSJ Led by Rita Robbins
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What Financial Advisors Should Expect With Reg BI On The Horizon
Reg BI implementation is less than a year away, and it is arriving at a time when investors are increasingly clamoring for more open and transparent financial advice. Certainly, you could view these coming changes as a threat to the status quo. But disruption is often what keeps businesses thriving, relevant and healthy.
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The Need For Overhauling Cybersecurity In A Post-Reg BI Landscape
The recent passage of Reg BI comes at a time when the advisor-client relationship is already becoming more collaborative, open and transparent. The future of advice will be one in which clients are empowered by technology to work with their advisors to take further ownership of their financial lives.
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After PE Deal, Advisor Group Pays Advisors $50M 'Thank You’ Award
Financial advisors who stayed with Advisor Group as it changed hands twice in four years will reap the rewards of their loyalty to the tune of $50 million in awards from the firm. “We wanted to do something for them to say thank you,” says Advisor Group CEO Jamie Price.
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Royal Alliance Super OSJ Recruits Father-Son Hybrid
Capitol Financial Solutions, a super-OSJ affiliated with Royal Alliance Associates with nearly $1.2 billion in total client assets, has recruited Fidelity Capital Management, a father-and-son hybrid advisory practice based in Raleigh, North Carolina with $80 million in total client assets.
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Cybersecurity Is About Protecting Clients—and Your Practice
One element of the cybersecurity discussion that is often overlooked is that the biggest threat to many advisory firms is not actually to client accounts but instead to the advisory brand.
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Advisor Group and Royal Alliance Introduce Cyberguard Program to Protect Advisors and Clients from Ever-Increasing Threat of Cyber Attacks
Jamie Price, President and Chief Executive Officer of Advisor Group, said, “Advisor Group’s commitment to providing advisors with industry-leading tools, resources and flexibility extends to the critical area of cybersecurity. Our new CyberGuard Program leverages our scale to offer a suite of state-of-the-art cybersecurity tools that enable advisors to ensure that clients’ sensitive personal data is kept safe and secure. All the efforts of our top-notch group of security experts ladder up to our core mission – to stand in our advisors’ corner, supporting them every step of the way.”
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Advisor Group Ranks Third Highest in the J.D. Power 2019 U.S. Full-Service Investor Satisfaction Study
Advisor Group, one of the nation’s largest networks of independent wealth management firms, comprised of FSC Securities Corporation, Royal Alliance Associates, SagePoint Financial, and Woodbury Financial, received the third highest ranking in the J.D. Power 2019 U.S. Full-Service Investor Satisfaction Study – scoring 843 points, 11 points over the industry average.
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Advisor Group’s eQuipt is a Quantum Leap in Onboarding Technology
The system provides advisors with the flexibility to hand-off specific onboarding events to the client, collect profile and suitability information and then make recommendations based on that data. It allows advisors to be more agile by leveraging the latest technology to drive a great overall experience.
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From the C suite with Advisor Group's Valerie Brown: Everyone must contribute
Valerie Brown's status as a female executive in a predominately male industry is not lost on her. The executive chairwoman of Advisor Group, one of the nation's largest independent advisory firms, has never let people's assumptions about gender get in her way, but she does recognize the importance of striving for more diversity, both at her firm and in the financial services industry as a whole.
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