Broker Check
Broker Check

A partner that's in your corner

Customer Relationship Summary

Royal Alliance is aware of COVID-19-related issues impacting our third party vendors that have resulted in the delay of the mailing of some of the Firm’s annual Form ADV update, that were otherwise filed timely by the Firm. These ADVs may be obtained online at this URL. As a result of these vendor issues, Royal Alliance is relying on the relief granted by the Securities and Exchange Commission in Release No. IA-5469, available here.

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Our Mission

The Firm for Premier Financial Professionals

Royal Alliance combines strength, service, and support to help ensure that financial professionals are well-positioned to meet the needs of their clients while building long-term, sustainable practices. And we do it your way.




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About Us

Our goal is to empower financial professionals to meet their clients’ needs, while providing exceptional support that generates growth.

Flexibility and Freedom

We’re a firm designed to conform to the vision you have for your practice rather than making you adapt to ours. That’s what “being in your corner” means to us.

Multiple Affiliation Options

We offer a choice of affiliation options, from OSJs and direct independent advisor status to dynamic Hybrid RIA. You choose what works best for you.

Dedicated Managing Executive Support

Royal Alliance’s OSJs and Managing Executives are among the most successful in the country. We help them succeed with customized business development, recruiting, compliance, and advisory support.

Transition with Confidence

When you move to Royal Alliance, a team of transition professionals will work closely with you to thoroughly plan your transition process according to your unique requirements.

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Our Edge

We invest millions of dollars to arm our financial professionals with the technology and resources to better serve their clients' investment needs.

Connect authentically with every client through MyCMO

The marketing platform that makes it possible to personalize and scale your communications, campaigns, and more.

Find the right partner with MySuccessionPlan

A comprehensive succession planning platform that addresses the biggest challenge in our industry.

Access a wealth of resources with Ops Portal

Your one-stop hub for content, admin, and trending insights.

Simplifying the Account Opening Experience

eQuipt® provides an online paperless account opening process, reducing administrative time for financial professionals and enhancing a client’s onboarding experience.

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A Premier Presence
Strength and Scale with Advisor Group

Royal Alliance is part of Advisor Group, one of the largest networks of independent wealth management firms in the United States, with more than 11,000 affiliated financial professionals. Our structure allows us to invest significant resources across our network, so they enjoy access to state-of-the-art technologies, personalized service, and broad-based operational support to better serve their clients.

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Ready for an Extraordinary Partnership?

Contact us

866-849-7673

10 Exchange Place
Suite 1410
Jersey City, NJ 07302

If you are an existing financial professional interested in joining our firm, please complete the form below. All information is confidential.

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If you're a client and need help with your account, please contact your financial professional.